-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCeTxtPTkrmaMKtURtaJWFphEJzBRPA05tZ9j0/VIwjjOffDS74pi0Ganj9MDJLo kq3PTpl8RWlFGiQpEX9+qg== 0000950172-03-001815.txt : 20030530 0000950172-03-001815.hdr.sgml : 20030530 20030530080102 ACCESSION NUMBER: 0000950172-03-001815 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030530 GROUP MEMBERS: KENNETH J. ABDALLA GROUP MEMBERS: VINCENT C. SMITH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAO INC CENTRAL INDEX KEY: 0000878720 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 953971414 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42042 FILM NUMBER: 03724345 BUSINESS ADDRESS: STREET 1: 2520 RENAISSANCE BOULEVARD STREET 2: . CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6102787800 MAIL ADDRESS: STREET 1: 2520 RENAISSANCE BOULEVARD STREET 2: . CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FORMER COMPANY: FORMER CONFORMED NAME: RIGHT START INC /CA DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ATHANOR HOLDINGS LLC CENTRAL INDEX KEY: 0001159200 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 9130 SUNSET BLVD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 3107897215 MAIL ADDRESS: STREET 1: 9130 SUNSET BLVD CITY: LOS ANGELES STATE: CA ZIP: 90069 SC 13D/A 1 la304208.txt AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* FAO, INC. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $0.001 par value ------------------------------------------------------------------------------ (Title of Class of Securities) 30240S 60 0 ------------------------------------------------------------------------------ (CUSIP Number) Kenneth J. Abdalla c/o Athanor Holdings, LLC 9130 Sunset Boulevard Los Angeles, California 90069 (310) 789-7215 with a copy to: Marshall Senk P.O. Box 824 Corona del Mar, California 92625 (949) 723-0887 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 28, 2003 ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 30240S 60 0 13D - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Athanor Holdings, LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 406,897(*) NUMBER OF SHARES ---------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY -0- EACH REPORTING ---------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER 406,897(*) ---------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 406,897(*) - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] * - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 00 - ------------------------------------------------------------------------------- * Power is exercised through the managing members of Athanor Holdings, LLC. The managing members are Kenneth J. Abdalla and Vincent C. Smith. CUSIP NO. 30240S 60 0 13D - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Kenneth J. Abdalla - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER -0- NUMBER OF SHARES ---------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 406,897(*) EACH REPORTING ---------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER 37 ---------------------------------------------- 10. SHARED DISPOSITIVE POWER 28,223(*) - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 406,897(*) - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] * - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- CUSIP NO. 30240S 60 0 13D - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Vincent C. Smith - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER -0- NUMBER OF SHARES ---------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 406,897(*) EACH REPORTING ---------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER 378,637 ---------------------------------------------- 10. SHARED DISPOSITIVE POWER 28,223(*) - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 406,897(*) - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] * - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- * Solely in his capacity as managing member of Athanor Holdings, LLC. This Amendment No. 3 amends the Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on September 18, 2001 (the "Original Schedule 13D"), as amended by Amendment No. 1 thereto filed with the SEC on October 21, 2002 and Amendment No. 2 thereto filed with the SEC on May 20, 2003. Unless otherwise stated herein, the Original Schedule 13D, as amended, remains in full force and effect. Terms used herein and not defined herein shall have the meanings ascribed thereto in the Original Schedule 13D, as amend. Item 5. Interest in Securities of the Issuer Item 5 is hereby amended and supplemented as follows: (a), (b) Athanor As a result of the transactions reported in Item 5(c), Athanor has sole voting and investment power with respect to 406,897 shares of Common Stock, or approximately 7.9% of the 5,152,833 shares of Common Stock outstanding as of May 9, 2003, as reported in the Issuer's most recent Annual Report on Form 10-K. Kenneth J. Abdalla Mr. Abdalla shares, solely in his capacity as a managing member of Athanor, with Mr. Smith investment power with respect to 28,223 shares of Common Stock owned by Athanor and voting power with respect to all of the shares of Common Stock owned by Athanor. Mr. Abdalla has sole investment power with respect to 37 shares of Common Stock owned by Athanor. Vincent J. Smith Mr. Smith shares, solely in his capacity as a managing member of Athanor, with Mr. Abdalla investment power with respect to 28,223 shares of Common Stock owned by Athanor and voting power with respect to all of the shares of Common Stock owned by Athanor. Mr. Smith has sole investment power with respect to 378,637 shares of Common Stock owned by Athanor. (c) On May 28, 2003, Athanor sold 230,600 shares of Common Stock in brokers' transactions pursuant to Rule 144 as follows: Number of Shares Price Per Share 106,000 $2.90 400 2.89 7,000 2.88 3,000 2.87 69,000 2.86 24,000 2.85 21,100 2.75 SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: May 29, 2003 ATHANOR HOLDINGS, LLC By: /s/ Kenneth J. Abdalla ----------------------------- Kenneth J. Abdalla Managing Member By: /s/ Vincent C. Smith ----------------------------- Vincent C. Smith Managing Member /s/ Kenneth J. Abdalla ----------------------------- KENNETH J. ABDALLA /s/ Vincent C. Smith ----------------------------- VINCENT C. SMITH -----END PRIVACY-ENHANCED MESSAGE-----